Abstract The family names of humans are formed and used in the
long process of the course of history and the development of
society. Family names, being a part of culture, are closely related
to history and culture. English and Chinese names are different in
their origins and name orders, which is certain to be reflected in
their perspective culture.
Therefore an exploration of their reflections in the cultural
aspects of historical development, feudal history, historical
tradition, historical influence and current social situation will
be beneficial for the deepening of English study and the mutual
understanding and communication of the East and the West. Keywords:
Cultural comparison, English family names, Chinese family names,
Origin, Name order The word “culture” comes from the Latin root
“colere” (to inhabit, to cultivate, or to honor).
In general, it refers to human activity; different
definitions of culture reflect different theories for
understanding, or criteria for valuing, human activity. Culture is
traditionally the oldest human character, its significant traces
separating Homo from australopithecines, and Man from the Animals,
though new discoveries are blurring these edges in our day. Sir
Edward B. Tylor wrote in 1871 that “culture or civilization, taken
in its wide ethnographic sense, is that complex whole which
includes knowledge, belief, art, morals, law, custom, and any other
capabilities and habits acquired by man as a member of ociety”
while a 2002 document from the United Nations agency UNESCO states
that culture is the “set of distinctive spiritual, material,
intellectual and emotional features of society or a social group
and that it encompasses, in addition to art and literature,
lifestyles, ways of living together, value systems, traditions and
beliefs”. [UNESCO, 2002].
It is generally accepted that language is part of culture. It
carries culture, thus be influenced by culture. Names including
family names, which is a part of language, are sure to reflect the
distinct culture of the people using it.
This paper intends to start from the English and Chinese
family names from the perspectives of the origin and order so as to
reveal their reflections on their own culture. A family name (in
Western contexts often referred to as a last name or surname) is
part of a person’s name indicating the family to which the person
belongs. A family name is the most fundamental and most significant
symbols showing the identification of the members of a society. The
use of family names is widespread in cultures around the world,
which means family names are part of culture.
As far as English and Chinese names are concerned, their
cultural differences can be shown in the origins of their family
names and the different orders of their names so as to make us
learn about the development history of a society or a nation and
some other aspects of its culture, which is the purpose of this
paper intending to make an analysis between English and Chinese
family names from their cultures reflected. 1. Cultural reflections
of the origins of family names If we trace back into the origins of
Chinese family names, we can see that Chinese family names are
closely related to the development history of the Chinese nation.
According to legend, family names started with Emperor Fu Xi
in 2852 BC. His administration standardized the naming system in
order to facilitate census-taking, and the use of census
information. For scientific documentation that matrilineal surnames
existed in China before the Shang Dynasty (1600-1046 BC) and that
“by the time of the Shang Dynasty they (Chinese surnames) had
become patrilinea. ” Therefore, what we can learn first is that the
ancestors of the Chinese nation came from primitive society.
When the Chinese nation went into class society, the emperors
had the supreme powers in their hands in awarding lands and fields
to those ministers who performed meritorious service to their
reigns, establishing official positions. Their supreme power was
best exemplified in granting a surname to a person when he was
alive or after his death. In addition, in feudal societies, the
emperors’ names was a taboo on every occasions. The origins of
family names also showed that Chinese nation actually is
combination of multiple nationalities, which is the same case for
the British and American people.
As for English family names, 226 ISSN 1911-2017 E-ISSN
1911-2025 www. ccsenet. org/ass Asian Social Science Vol. 6, No.
11; November 2010 they have a relatively short history. Documents
indicate that surnames were first adopted among the feudal nobility
and gentry, and only slowly spread to the other parts of society.
In Britain, hereditary surnames were adopted in the 13th and 14th
centuries, initially by the aristocracy but eventually by everyone.
By 1400, most English and Scottish people had acquired surnames,
but many Scottish and Welsh people did not adopt surnames until the
17th century, or even later.
Henry VIII (1491–1547) ordered that marital births be
recorded under the surname of the father. The whole process lasted
for 500 years. However, English family names differ from Chinese
family names in their civilians consciousness, which can be shown
in the casual choice of their family names for even a nickname,
childhood name like Fox, Stout, Armstrong, Longfellow can be a
person’s family name. The origins of English family names can show
their love for nature, respect for and sentimental attachment to
everything in it. English family names like Bird, Lion, Swan, Wood,
Wolf, Bush, Flower, Rose and Apple are such examples.
Their family names also indicated that English people are
characterised by the pursuit for novelty and oddness without an
exception of their family names. According to a survey made in
1974, there were as many as 1,280,000 family names in America,
among which more than 1/3 were those that had never been used
before, which was obviously a result of Americans’ unconventional
and original personality. 2. Cultural reflections of the order of
family names 2. 1 Reflection of perspective feudal history The
nations with a name order of family names preceding given names
usually have a long feudal history.
The Han nationality have a feudal history of more than 2,500
years, which started from the Western Zhou (1066 – 771 BC)or
Eastern Zhou (770 – 256 BC) Chinese society to the Opium War
in1839. However, the feudal history of those nations with a name
order whose given names precede family names is relatively short.
Great Britain is a case in point. It only had a short feudal
history of several hundred years. From the 9th century to the 11th
century, Britain was still on its way to feudalization and there
exited a large number of free farmers.
It was only after the Norman Conquest of 1066, the feudal
system was widely established in Britain. However, only several
hundred years later, in the 14th century, its feudal system was
disintegrated. When it came to the 16th century, the capitalism was
widely developed, which directly led to the British Bourgeois
Revolution in the 17th century. To sum up, the feudal history of
Britain is very short with no more than 500 years, but its
capitalism was developed quite early. 2. 2 Reflection of
perspective historical tradition
The nations with a name order of family names preceding given
names usually have a long feudal history, in which there wasn’t any
democratic tradition and everything was determined by the will of
the supreme emperors. Therefore, in those nations, given names
which represent a person himself can only be put behind family
names which stand for home ownership. In China, from the very
beginning of family names, they were put before given names and the
tradition lasted for more than 2,500 years. In these nations,
although the choice of a person’s given names has always been
changing with the era, the order of names has always been stable.
On the contrary, the British and American people had their
democratic tradition even in the feudal reign, which made these
nations strengthened more on individual roles. Therefore, their
given name which stands for the individual himself was always put
before their family name which is a representation of their family.
2. 3 Reflection of their historical influence Chinese name order
has a direct influence on that of its neighbouring countries like
Korea, Vietnam and Japan because of its 5,000 year history of
civilization. China’s naming system came into being as early as the
reign of Emperor Fu Xi.
Its neighbouring countries like Korea, Vietnam and Japan
either had long been its dependent country or using Chinese
characters as their own language. They were greatly influenced by
its culture. Similarly, these countries all had a long feudal
history, had no democratic tradition, bordered China, used Chinese
characters. Therefore it was no wonder that they were sure to be
influenced Chinese cultures including naming system. However, the
English name order was influenced by Roman Republic in its early
time. Rome became a republic in about B. C. 510.
From then on, the civilians had constant fights against
nobility for their rights, which was the origin of their democratic
tradition. Because at that time, ancient Rome was the number one
civilized country in Europe and in the course of its development it
constantly expanded its territories and formed its hegemony in the
Mediterranean in the 2nd century B. C. , therefore, its democratic
tradition had a great influence on the formation of the national
psychology of the whole Europe. Ancient Romans’ name was spelled in
Latin, and freeman’s name was formed by given name plus tribe or
clan name, which was actually their family name.
Take the famous Great Emperor Caesar of ancient Rome for
example, his name was formed by three parts, that is Caius, Julius
Published by Canadian Center of Science and Education 227 www.
ccsenet. org/ass Asian Social Science Vol. 6, No. 11; November 2010
and Caesar. With the development of history, the middle name which
was one’s clan name disappeared with the diminishing power of clan.
The Roman name order which strengthened individual role was widely
accepted in the Miderterranean with its expansion in this area.
The Latin language which was spoken by ancient Romans first
replaced other languages in this area but then split into Italian,
French, Portugese and Spanish with the fall of the Roman Empire.
Because these languages all have Latin origin, it’s natural that
the name order of the Latin language permeated into their
languages. 3. Reflection of current social situation Family names
are not only used for addressing people, they also reflect social
realities at that time. In China’s ancient Zhou Dynasty, having or
not having a family name showed the contradictory relation between
the ruling class and the working class.
Before the establishment of the People’s Republic of China,
Chinese women followed their husband’s family name by abandoning
their original family name, which showed the feudal prejudice
against and bondage upon them. After the establishment of the P. R.
C. , the social status of Chinese women has been greatly improved
and been considered “half sky”, they can keep their own family name
when they get married. However, in England and cultures derived
from there, there has long been a tradition for a woman to change
her surname upon marriage from her birth name to her husband’s last
name.
From the first known US instance of a woman keeping her birth
name, Lucy Stone in 1855, there has been a general increase in the
rate of women keeping their original name. This has gone through
periods of flux, however, and the 1990s saw a decline in the
percentage of name retention among women. As of 2004, roughly 90%
of American women automatically assumed their husband’s surname
upon getting married. Even in families where the wife has kept her
birth name, parents traditionally choose to give their children
their father’s family name.
Although in America, there was a great change for married
women traditionally known as Mrs [Husband’s full name] into a
modern Mrs [Husband’s last name], the incompleteness of women’s
liberation can still be shown from this. To sum up, family names
are not only a sign for a person but reflect culture from different
aspects. And a comparison of English and Chinese family names can
make us learn about the cultural differences shown from the origins
and name orders, which is good for the deepening of the study of
English as well as helps to promote the mutual understanding and
communication of the East and the West.